sec
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SEC Wins Trial in Novel ‘Shadow’ Insider Trading Crackdown
(Bloomberg) — The US Securities and Exchange Commission won a jury verdict in its ground-breaking insider-trading case that seeks to…
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Brokers
Court rejects SEC claim that Coinbase Wallet is unregistered broker
The SEC’s claim that Coinbase Wallet is an unregistered broker has been rejected. The U.S. District Court for the Southern…
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Investment
Investment Advisers Made Phony AI Claims
Federal regulators have charged two investment advisers with making fraudulent claims about their AI usage. Delphia and Global Predictions have agreed…
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Trading
Husband makes Rs 14 crore profit in stock trading by eavesdropping on wife’s WFH calls
The husband of a former BP manager is facing jail and divorce after admitting to profiting from stock trades he…
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Trading
SEC Insider Trading Charges Against BP Manager’s Husband Bring WFH Practices Into Sharp Focus
Photo illustration by Getty Creative getty Work from home or “WFH” practices within the global energy sector have been unwittingly…
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Commodities
Coinbase backs Grayscale’s Ethereum ETF bid, spotlighting ETH as a commodity
Coinbase has endorsed Grayscale’s bid to convert its Ethereum (ETH) Trust into an exchange-traded fund (ETF) in a Feb. 21…
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Financial Market
Griffin’s Citadel Securities Blasts ‘Massive’ SEC Market Tracker
(Bloomberg) — A new Securities and Exchange Commission market-tracking database is a “massive, unprecedented government surveillance system” that could cost…
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Brokers
SEC Fines 16 Broker-Dealers and Investment Advisers
The Securities and Exchange Commission (SEC) has taken decisive action against 16 broker-dealers and financial advisers, including major players like…
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