C&E Executive News Filter
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Brokers
Stifel Broker Abused Power of Attorney to Steal From Elderly Client, Finra Alleges
Stifel Nicolaus has agreed to pay more than $450,000 to settle allegations that it failed to adequately oversee representatives who…
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Brokers
As NAR Settles, Warren Buffett’s HomeServices Is the Last Brokerage In the Commission Fight
HomeServices of America, the real estate brokerage under Warren Buffett’s conglomerate Berkshire Hathaway , is the last major defendant left…
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Financial Market
Your chances of getting dementia and the ‘catastrophic’ financial impact
What are your chances of ending up in old age with cognitive impairment or full-blown dementia? If you think, “slim…
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Brokers
A broker posing as a fiduciary took my $100K and put it into ‘worthless funds.’
Question: I was scammed by a man who was a broker posing as a fiduciary. He put more than $100,000…
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Brokers
Arax Buys $1B Broker-Dealer, Recruits $2B Advisor Team, Hires CIO
Arax Investment Partners is kicking off the new year with a bang. Arax, which is backed by private-equity firm RedBird…
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Investment
These mutual fund and ETF investing tips can freshen your portfolio
Published: Jan. 7, 2024 at 3:38 p.m. ET Don’t miss these top mutual fund and ETF features: INVESTING NEWS &…
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